FCA Consultations
The FCA is currently consulting on its future approach to consumers and on how FSMA authorised firms will move to the Senior Managers & Certification Regime.
In Our Future Approach to Consumers, the FCA is seeking views on issues including consumer responsibility, identifying vulnerability, and the line between the FCA’s remit and broader social policy issues. The Council welcomes views from members to coordinate a response.
As the transition to the Senior Managers & Certification Regime will affect firms differently according to the way they are structured, the FCA has issued complementary consultations:
CP17/42: The Duty of Responsibility for insurers and FCA solo-regulated firms
Members are encouraged to respond to the FCA directly.