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CP17/40 & CP17/41: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime | Transitioning insurers and individuals to the Senior Managers & Certification Regime

Closed

Organisation:
  • Financial Conduct Authority
Policy areas:
  • Accountability
  • Insurance
  • Insurers
  • Regulation
  • Responsibility

Consultation period closed on 21 February 2018

The FCA has issued a three-part consultation on the transition to the Senior Managers and Certification regime.

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CP17/42: The Duty of Responsibility for insurers and FCA solo-regulated firms

Closed

Organisation:
  • Financial Conduct Authority
Policy areas:
  • Accountability
  • Insurance
  • Insurers
  • Regulation
  • Responsibility

Consultation period closed on 21 February 2018

The FCA has issued a three-part consultation on the transition to the Senior Managers and Certification regime.

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Our Future Approach to Consumers

Closed

Organisation:
  • Financial Conduct Authority
Policy areas:
  • Consumer inclusion
  • Consumer protection
  • Regulation
  • Vulnerability

Consultation period closed on 1 February 2018

Explores FCA approach to regulating for retail consumers. FCA seeks to prioritise needs of all types of consumers in its decision making and interventions.

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Hitting the Target: Better Retirement Outcomes

Closed

Organisation:
  • Pensions and Lifetime Savings Association
Policy areas:
  • Pension provision
  • Retirement planning

Consultation period closed on 10 January 2018

PLSA proposes changes in policy, regulation and industry practices to improve retirement outcomes for future generations. Of note: Q14 - How can equity release products used to support retirement income be improved?

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